Compliance Officer

DienstverbandAantal uren per weekOpleidingsniveau
Vast dienstverband32 - 40Academisch
RegioConsultantReferentie
AmsterdamDebbie Bouguenon2319

Functieomschrijving

Compliance Officer wanted !

For our client in Amsterdam we are looking for a COMPLIANCE OFFICER. The client offers a young, dynamic, and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career.

Responsibilities

  • Executing day-to-day compliance policies, procedures and programs for the company
  • Helping to execute the controls of the Target Operating Model and KYC/AML reviews.

  • Reporting findings and recommendations to the Director of Risk & Compliance, auditors and regulatory examiners
  • Working with the business to assess compliance risks and tracking legislative and regulatory developments.

  • Preparing summaries of legislative and regulatory changes and disseminates compliance bulletins to the organization. Assists in the creation of forms and disclosure documents for compliance with applicable laws and regulations and internal policies and procedures.

  • Preparing periodic reports to the Director of Risk & Compliance regarding the compliance program activities. Ensuring timely reporting of matters requiring escalation to the Director of Risk & Compliance. 

  • Identifieing, developing and communicating compliance education programs and assists with compliance training.

  • Assisting in coordination of regulatory examinations, including the facilitation of information gathering and analysis, and the integration of data into a logical and consistent format.

Requirements

  • Masters degree in Dutch (corporate) law and strong understanding of BSA/AML/Sanctions requirements
  • 5 - 10 years of experience in the Financial Industry, preferably within the trust business

  • Detailed knowledge of the WWFT and SW, and preferably also the WTT and WTT Rib

  • ACAMS certification or equivalent preferred

  • Strong understanding of business operations procedures and best practices in the industry

  • Experience in providing Compliance Training

  • Experience in managing relationships with De Nederlandse Bank (DNB)

  • Expertise with Microsoft Word, Excel and Powerpoint

  • Fluent in Dutch and English, both verbally and in writing

Contact

For more information please contact:

Debbie Bouguenon

T: +31 (0)20 530 4380

 

 

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